Amy Rochelle Davis - Mar 1, 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP & Pres. - New Power
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2023
Transactions value $
-$206,595
Form type
4
Date filed
3/3/2023, 02:42 PM
Previous filing
Mar 3, 2022
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +409 +4.96% $0.00 8.65K Mar 1, 2023 Direct
transaction CMI Common Award $0 +153 +1.77% $0.00 8.81K Mar 1, 2023 Direct
transaction CMI Common Tax liability -$11.5K -46 -0.52% $249.21 8.76K Mar 1, 2023 Direct F1
transaction CMI Common Tax liability -$32.9K -132 -1.51% $249.21 8.63K Mar 1, 2023 Direct F1
transaction CMI Common Tax liability -$162K -651 -7.55% $249.21 7.98K Mar 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 1.27K Mar 1, 2023 Common 1.27K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 585 Mar 1, 2023 Common 585 $135.22 Direct
holding CMI Stock Option (Right-to-Buy) 2.13K Mar 1, 2023 Common 2.13K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 815 Mar 1, 2023 Common 815 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 1.3K Mar 1, 2023 Common 1.3K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 2.16K Mar 1, 2023 Common 2.16K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 800 Mar 1, 2023 Common 800 $170.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.