Amy Rochelle Davis - 01 Mar 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP & Pres. - New Power
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2023
Net transactions value
-$206,595
Form type
4
Filing time
03 Mar 2023, 14:42:13 UTC
Previous filing
03 Mar 2022
Next filing
16 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +409 +5% $0.000000 8,653 01 Mar 2023 Direct
transaction CMI Common Award $0 +153 +1.8% $0.000000 8,806 01 Mar 2023 Direct
transaction CMI Common Tax liability $11,464 -46 -0.52% $249.21 8,760 01 Mar 2023 Direct F1
transaction CMI Common Tax liability $32,896 -132 -1.5% $249.21 8,628 01 Mar 2023 Direct F1
transaction CMI Common Tax liability $162,236 -651 -7.5% $249.21 7,977 01 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 1,265 01 Mar 2023 Common 1,265 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 585 01 Mar 2023 Common 585 $135.22 Direct
holding CMI Stock Option (Right-to-Buy) 2,130 01 Mar 2023 Common 2,130 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 815 01 Mar 2023 Common 815 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 1,300 01 Mar 2023 Common 1,300 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 2,160 01 Mar 2023 Common 2,160 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 800 01 Mar 2023 Common 800 $170.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.