Sherry A. Aaholm - 01 Mar 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Digital Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2023
Net transactions value
-$85,977
Form type
4
Filing time
03 Mar 2023, 13:36:14 UTC
Previous filing
23 Feb 2023
Next filing
16 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +1,125 +16% $0.000000 8,228 01 Mar 2023 Direct
transaction CMI Common Tax liability $85,977 -345 -4.2% $249.21 7,883 01 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 6,790 01 Mar 2023 Common 6,790 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 3,130 01 Mar 2023 Common 3,130 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 5,860 01 Mar 2023 Common 5,860 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 2,490 01 Mar 2023 Common 2,490 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 5,010 01 Mar 2023 Common 5,010 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 3,480 01 Mar 2023 Common 3,480 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 5,560 01 Mar 2023 Common 5,560 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.