Sharon R. Barner - Mar 1, 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Administrative Off.
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2023
Transactions value $
-$333,692
Form type
4
Date filed
3/3/2023, 01:35 PM
Previous filing
Feb 21, 2023
Next filing
May 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +3.07K +19.01% $0.00 19.2K Mar 1, 2023 Direct
transaction CMI Common Tax liability -$334K -1.34K -6.97% $249.21 17.9K Mar 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 16K Mar 1, 2023 Common 16K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 9.56K Mar 1, 2023 Common 9.56K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13K Mar 1, 2023 Common 13K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.