Tony Satterthwaite - Mar 1, 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Senior Vice President
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2023
Transactions value $
-$862,017
Form type
4
Date filed
3/3/2023, 01:16 PM
Previous filing
Dec 9, 2022
Next filing
May 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +4.7K +7.38% $0.00 68.4K Mar 1, 2023 Direct
transaction CMI Common Award $0 +4.41K +6.45% $0.00 72.8K Mar 1, 2023 Direct
transaction CMI Common Tax liability -$373K -1.5K -2.06% $249.21 71.3K Mar 1, 2023 Direct F1
transaction CMI Common Tax liability -$489K -1.96K -2.75% $249.21 69.3K Mar 1, 2023 Direct
holding CMI Common 2.29K Mar 1, 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 24.3K Mar 1, 2023 Common 24.3K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 11.2K Mar 1, 2023 Common 11.2K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 24.5K Mar 1, 2023 Common 24.5K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 15.6K Mar 1, 2023 Common 15.6K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 10.9K Mar 1, 2023 Common 10.9K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 15.4K Mar 1, 2023 Common 15.4K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 9.25K Mar 1, 2023 Common 9.25K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.