Nathan R. Stoner - Mar 1, 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - China Area Business Org
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2023
Transactions value $
-$34,640
Form type
4
Date filed
3/3/2023, 01:15 PM
Previous filing
Mar 3, 2022
Next filing
May 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +306 +106.85% $0.00 592 Mar 1, 2023 Direct
transaction CMI Common Tax liability -$34.6K -139 -23.46% $249.21 453 Mar 1, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 1.6K Mar 1, 2023 Common 1.6K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 630 Mar 1, 2023 Common 630 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 610 Mar 1, 2023 Common 610 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 860 Mar 1, 2023 Common 860 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 Includes 1.389 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.