Albert Bourla - 22 Feb 2023 Form 4 Insider Report for PFIZER INC (PFE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Feb 2023, 19:11:11 UTC
Prior SEC filing
21 Feb 2023
Next SEC filing
28 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Susan E. Grant, by power of atty., for Albert Bourla

Key filing fact

Albert Bourla filed Form 4 for PFIZER INC (PFE) on 24 Feb 2023.

Key facts

  • This page summarizes Albert Bourla's Form 4 filing for PFIZER INC (PFE).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 24 Feb 2023, 19:11.

Change

  • Previous filing in this sequence was filed on 21 Feb 2023.
  • Current net transaction value: -$2,627,306.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFE transaction

Common Stock

Tax liability

Transaction value
$2,627,306
Shares
-61,994
Change %
-15%
Price
$42.38
Shares after
352,477
Date
22 Feb 2023
Ownership
Direct
Footnotes
F1
PFE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,282
Date
22 Feb 2023
Ownership
By Rule 16b-3 Plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFE transaction Derivative

Stock Appreciation Rights

Award

Transaction value
$0
Shares
+413,280
Change %
Price
$0.000000
Shares after
413,280
Date
23 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
413,280
Exercise price
$42.30
Footnotes
F2
PFE transaction Derivative

Stock Appreciation Rights

Award

Transaction value
$0
Shares
+359,681
Change %
Price
$0.000000
Shares after
359,681
Date
23 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
359,681
Exercise price
$42.30
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

Footnote F2

The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Footnote F3

The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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