Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CARR | Common Stock | Options Exercise | $0 | +101 | +0.54% | $0.00 | 18.6K | Feb 10, 2023 | Direct | F1 |
transaction | CARR | Common Stock | Tax liability | -$1.7K | -38 | -0.2% | $44.83 | 18.6K | Feb 10, 2023 | Direct | |
holding | CARR | Common Stock | 39.5K | Feb 10, 2023 | By Family Trust |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CARR | Restricted Stock Unit RSU | Options Exercise | $0 | -101 | -100% | $0.00* | 0 | Feb 10, 2023 | Common Stock | 101 | Direct | F1, F2 |
Id | Content |
---|---|
F1 | Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |
F2 | The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. |