GREGORY HAYES - 04 Feb 2023 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
Chairman and CEO, Director
Signature
/s/ Michelle G. Gewandter, as Attorney-In-Fact
Issuer symbol
RTX
Transactions as of
04 Feb 2023
Net transactions value
-$3,124,505
Form type
4
Filing time
07 Feb 2023, 16:07:48 UTC
Previous filing
02 Feb 2023
Next filing
10 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +80,235 +20% $0.000000 482,650 04 Feb 2023 Direct F1
transaction RTX Common Stock Tax liability $3,124,505 -32,385 -6.7% $96.48 450,265 04 Feb 2023 Direct
holding RTX Common Stock 1,096 04 Feb 2023 By Children's Trust Accounts
holding RTX Common Stock 12,336 04 Feb 2023 By Savings Plan Trustee
holding RTX Common Stock 874 04 Feb 2023 By Spouse
holding RTX Common Stock 2,766 04 Feb 2023 By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -80,235 -67% $0.000000 40,244 04 Feb 2023 Common Stock 80,235 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020.