Key facts
- This page summarizes David L. Gitlin's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Feb 2023, 15:11.
David L. Gitlin - 04 Feb 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- CARR
- Reported as of
- 04 Feb 2023
- Net transaction value
- -$1,565,094
- SEC form
- 4
- Accepted by SEC
- 07 Feb 2023, 15:11:30 UTC
- Prior SEC filing
- 03 Feb 2023
- Next SEC filing
- 14 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ William Langston as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David L. Gitlin filed Form 4 for CARRIER GLOBAL Corp (CARR) on 07 Feb 2023.
Change
- Previous filing in this sequence was filed on 03 Feb 2023.
- Current net transaction value: -$1,565,094.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +97,849
- Change %
- +97%
- Price
- $0.000000
- Shares after
- 198,733
- Date
- 04 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Tax liability
- Transaction value
- $1,565,094
- Shares
- -33,378
- Change %
- -17%
- Price
- $46.89
- Shares after
- 165,355
- Date
- 04 Feb 2023
- Ownership
- Direct
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 176,397
- Date
- 04 Feb 2023
- Ownership
- By Family Trust
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,900
- Date
- 04 Feb 2023
- Ownership
- By GRAT
- Footnotes
- F2
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 102,374
- Date
- 04 Feb 2023
- Ownership
- By Spouse's Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
Restricted Stock Unit RSU
Options Exercise
- Transaction value
- $0
- Shares
- -97,849
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 97,849
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.
Footnote F2
In March 2022, the reporting person's GRAT transferred 11,100 shares to a revocable trust of which the reporting person is settlor, sole trustee and sole beneficiary.
Footnote F3
The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC.