Edmund Reese - Jan 31, 2023 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP and CFO
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Jan 31, 2023
Transactions value $
-$147,804
Form type
4
Date filed
2/1/2023, 01:10 PM
Previous filing
Nov 2, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +1.72K +34.83% $0.00 6.66K Jan 31, 2023 Direct F1
transaction BR Common Stock Tax liability -$148K -983 -14.75% $150.36 5.68K Jan 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise -1.72K -100% 0 Jan 31, 2023 Common Stock 1.72K $0.00 Direct F2
transaction BR Restricted Stock Unit Options Exercise $0 +1.72K $0.00 1.72K Jan 31, 2023 Common Stock 1.72K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2 Each Restricted Stock Unit represented one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock.