Edmund Reese - 31 Jan 2023 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP and CFO
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
31 Jan 2023
Net transactions value
-$147,804
Form type
4
Filing time
01 Feb 2023, 13:10:24 UTC
Previous filing
02 Nov 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +1,721 +35% $0.000000 6,662 31 Jan 2023 Direct F1
transaction BR Common Stock Tax liability $147,804 -983 -15% $150.36 5,679 31 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise -1,721 -100% 0 31 Jan 2023 Common Stock 1,721 $0.000000 Direct F2
transaction BR Restricted Stock Unit Options Exercise $0 +1,721 $0.000000 1,721 31 Jan 2023 Common Stock 1,721 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2 Each Restricted Stock Unit represented one share of Broadridge common stock. On January 31, 2023, 1,721 Restricted Stock Units vested and converted into an equal number of shares of common stock.