Susan N. Story - Jan 15, 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
Director
Signature
/s/ William Langston as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Jan 15, 2023
Transactions value $
$162,500
Form type
4
Date filed
1/18/2023, 03:12 PM
Previous filing
May 12, 2022
Next filing
Feb 27, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Director DSU Award $162K +3.58K $45.43 3.58K Jan 15, 2023 Common Stock 3.58K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.