Stacey Friedman - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
General Counsel
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2023
Net transactions value
-$4,938,693
Form type
4
Filing time
17 Jan 2023, 19:52:19 UTC
Previous filing
29 Mar 2022
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +12,118 +20% $0.000000 71,873 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +11,738 +16% $0.000000 83,611 13 Jan 2023 Direct F1
transaction JPM Common Stock Tax liability $1,690,890 -12,152 -15% $139.14 71,459 13 Jan 2023 Direct F2
transaction JPM Common Stock Sale $3,247,803 -23,148 -32% $140.31 48,311 17 Jan 2023 Direct F3, F4
holding JPM Common Stock 31,050 13 Jan 2023 By GRAT F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -11,738 -100% $0.000000* 0 13 Jan 2023 Common Stock 11,738 Direct F1, F5
transaction JPM Restricted Stock Units Options Exercise $0 -12,118 -50% $0.000000 12,118 13 Jan 2023 Common Stock 12,118 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on April 20, 2022; and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
F3 Sale pursuant to 10b5-1 plan dated October 21, 2022.
F4 Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 20, 2022 and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transactions are exempt from Section 16(b).
F5 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F6 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.