Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | JPM | Common Stock | Options Exercise | $0 | +16.1K | +19.76% | $0.00 | 97.6K | Jan 13, 2023 | Direct | F1 |
transaction | JPM | Common Stock | Options Exercise | $0 | +15.9K | +16.34% | $0.00 | 114K | Jan 13, 2023 | Direct | F1 |
transaction | JPM | Common Stock | Tax liability | -$2.32M | -16.7K | -14.68% | $139.15 | 96.9K | Jan 13, 2023 | Direct | F2 |
transaction | JPM | Common Stock | Sale | -$1.41M | -10K | -10.32% | $141.00 | 86.9K | Jan 17, 2023 | Direct | F3 |
holding | JPM | Common Stock | 11.8K | Jan 13, 2023 | By Family Trust | ||||||
holding | JPM | Common Stock | 113K | Jan 13, 2023 | By GRATs | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | JPM | Restricted Stock Units | Options Exercise | $0 | -15.9K | -100% | $0.00* | 0 | Jan 13, 2023 | Common Stock | 15.9K | Direct | F1, F5 | |
transaction | JPM | Restricted Stock Units | Options Exercise | $0 | -16.1K | -50% | $0.00 | 16.1K | Jan 13, 2023 | Common Stock | 16.1K | Direct | F1, F6 |
Id | Content |
---|---|
F1 | Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. |
F2 | Balance reflects a) 9,697 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on April 20, 2022; b) 6,126 shares transferred from a GRAT to the Grantor on April 27, 2022; and c) 41,823 shares transferred from the Grantor to fund a new GRAT on April 28, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
F3 | Sale pursuant to 10b5-1 plan dated November 14, 2022. |
F4 | Balance reflects a) 6,126 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 27, 2022 b) 41,823 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on April 28, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
F5 | Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023. |
F6 | Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. |