Douglas B. Petno - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
CEO Commercial Banking
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2023
Net transactions value
-$3,535,531
Form type
4
Filing time
17 Jan 2023, 19:52:01 UTC
Previous filing
14 Nov 2022
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +13,430 +5.6% $0.000000 254,792 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +13,249 +5.2% $0.000000 268,041 13 Jan 2023 Direct F1
transaction JPM Common Stock Tax liability $1,901,834 -13,668 -5.1% $139.14 254,373 13 Jan 2023 Direct
transaction JPM Common Stock Sale $1,633,697 -11,644 -4.6% $140.30 242,729 17 Jan 2023 Direct F2
holding JPM Common Stock 23,669 13 Jan 2023 By Family Trust
holding JPM Common Stock 131,517 13 Jan 2023 By GRATs

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -13,430 -100% $0.000000* 0 13 Jan 2023 Common Stock 13,430 Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -13,249 -50% $0.000000 13,249 13 Jan 2023 Common Stock 13,249 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Sale pursuant to 10b5-1 plan dated November 12, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F4 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.