Douglas B. Petno - Jan 13, 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
CEO Commercial Banking
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2023
Transactions value $
-$3,535,531
Form type
4
Date filed
1/17/2023, 07:52 PM
Previous filing
Nov 14, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +13.4K +5.56% $0.00 255K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +13.2K +5.2% $0.00 268K Jan 13, 2023 Direct F1
transaction JPM Common Stock Tax liability -$1.9M -13.7K -5.1% $139.15 254K Jan 13, 2023 Direct
transaction JPM Common Stock Sale -$1.63M -11.6K -4.58% $140.30 243K Jan 17, 2023 Direct F2
holding JPM Common Stock 23.7K Jan 13, 2023 By Family Trust
holding JPM Common Stock 132K Jan 13, 2023 By GRATs

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -13.4K -100% $0.00* 0 Jan 13, 2023 Common Stock 13.4K Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -13.2K -50% $0.00 13.2K Jan 13, 2023 Common Stock 13.2K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Sale pursuant to 10b5-1 plan dated November 12, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F4 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.