Jennifer Piepszak - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Co-CEO CCB
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2023
Net transactions value
-$3,037,813
Form type
4
Filing time
17 Jan 2023, 19:52:00 UTC
Previous filing
14 Apr 2022
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +12,118 +109% $0.000000 23,253 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +10,191 +44% $0.000000 33,444 13 Jan 2023 Direct F1
transaction JPM Common Stock Tax liability $1,569,834 -11,282 -34% $139.14 22,162 13 Jan 2023 Direct
transaction JPM Common Stock Sale $1,467,979 -10,462 -47% $140.32 11,700 17 Jan 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -10,191 -100% $0.000000* 0 13 Jan 2023 Common Stock 10,191 Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -12,118 -50% $0.000000 12,118 13 Jan 2023 Common Stock 12,118 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Sale pursuant to 10b5-1 plan dated November 2, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F4 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.