Jennifer Piepszak - Jan 13, 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Co-CEO CCB
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2023
Transactions value $
-$3,037,813
Form type
4
Date filed
1/17/2023, 07:52 PM
Previous filing
Apr 14, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +12.1K +108.83% $0.00 23.3K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +10.2K +43.83% $0.00 33.4K Jan 13, 2023 Direct F1
transaction JPM Common Stock Tax liability -$1.57M -11.3K -33.73% $139.15 22.2K Jan 13, 2023 Direct
transaction JPM Common Stock Sale -$1.47M -10.5K -47.21% $140.32 11.7K Jan 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -10.2K -100% $0.00* 0 Jan 13, 2023 Common Stock 10.2K Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -12.1K -50% $0.00 12.1K Jan 13, 2023 Common Stock 12.1K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Sale pursuant to 10b5-1 plan dated November 2, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F4 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.