Peter Scher - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Vice Chairman
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2023
Net transactions value
-$1,280,834
Form type
4
Filing time
17 Jan 2023, 19:51:50 UTC
Previous filing
14 Nov 2022
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +5,978 +18% $0.000000 39,640 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +5,897 +15% $0.000000 45,537 13 Jan 2023 Direct F1
transaction JPM Common Stock Tax liability $663,583 -4,769 -10% $139.14 40,768 13 Jan 2023 Direct
transaction JPM Common Stock Sale $617,252 -4,399 -11% $140.32 36,369 17 Jan 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -5,897 -100% $0.000000* 0 13 Jan 2023 Common Stock 5,897 Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -5,978 -50% $0.000000 5,979 13 Jan 2023 Common Stock 5,978 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Sale pursuant to 10b5-1 plan dated November 6, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F4 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.