Elena A. Korablina - Jan 13, 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2023
Transactions value $
-$609,733
Form type
4
Date filed
1/17/2023, 06:41 PM
Previous filing
May 2, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +2.94K +14.91% $0.00 22.7K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +2.75K +12.12% $0.00 25.4K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +1.63K +6.42% $0.00 27K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +1.26K +4.67% $0.00 28.3K Jan 13, 2023 Direct F1
transaction JPM Common Stock Tax liability -$610K -4.38K -15.49% $139.15 23.9K Jan 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -1.63K -100% $0.00* 0 Jan 13, 2023 Common Stock 1.63K Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -2.75K -49.99% $0.00 2.75K Jan 13, 2023 Common Stock 2.75K Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -1.26K -24.62% $0.00 3.86K Jan 13, 2023 Common Stock 1.26K Direct F1, F4
transaction JPM Restricted Stock Units Options Exercise $0 -2.94K -25% $0.00 8.82K Jan 13, 2023 Common Stock 2.94K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 1/3 on each of the following dates: January 13, 2021, January 13, 2022, and January 13, 2023. As Identified Staff at the time of grant, shares resulting from vesting must be held for 12 months from vesting date.
F3 Restricted stock units grant of 3,417 shares will vest as follows: 1,139 shares on January 13, 2022, 1,139 shares on January 13, 2023, and 1,139 shares on January 13, 2024. The shares resulting from vesting are subject to a hold for 6 months from vesting date. Restricted stock units grant of 4,822 shares will vest as follows: 1,607 shares on January 13, 2022, 1,607 shares on January 13, 2023, and 1,608 shares on January 13, 2024. The shares resulting from vesting are subject to a hold for 12 months from vesting date.
F4 Restricted stock units grant of 6,310 shares vest as follows: 1,262 shares on January 13, 2021, 1,262 shares on January 13, 2022, 1,262 shares on January 13, 2023, 1,262 shares on January 13, 2024, and 1,262 shares on January 13, 2025. As Identified Staff at the time of grant, shares resulting from vesting must be held for 12 months from vesting date. Restricted stock units grant of 1,340 shares vest as follows: 670 shares on January 13, 2024, and 670 shares on January 13, 2025.
F5 Restricted stock units grant of 5,600 shares vests as follows: 1,400 shares on January 13, 2023, 1,400 shares on January 13, 2024, 1,400 shares on January 13, 2025, and 1,400 shares on January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date. Restricted stock units grant of 7,702 shares vests as follows: 1,540 shares on January 13, 2022, 1,540 shares on January 13, 2023, 1,540 shares on January 13, 2024, 1,541 shares on January 13, 2025, and 1,541 shares on January 13, 2026. As Identified Staff for a portion of year to which the grant relates, the shares resulting from vesting must be held for 12 months from vesting date.