ASHLEY BACON - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Chief Risk Officer
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2023
Net transactions value
-$1,652,208
Form type
4
Filing time
17 Jan 2023, 18:08:42 UTC
Previous filing
19 Apr 2022
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +12,656 +7.1% $0.000000 191,244 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12,557 +6.6% $0.000000 203,801 13 Jan 2023 Direct F1
transaction JPM Common Stock Tax liability $1,652,208 -11,874 -5.8% $139.14 191,927 13 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -12,557 -100% $0.000000* 0 13 Jan 2023 Common Stock 12,557 Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -12,656 -50% $0.000000 12,657 13 Jan 2023 Common Stock 12,656 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F3 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.