Ashley Bacon - Jan 13, 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Chief Risk Officer
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2023
Transactions value $
-$1,652,208
Form type
4
Date filed
1/17/2023, 06:08 PM
Previous filing
Apr 19, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +12.7K +7.09% $0.00 191K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.6K +6.57% $0.00 204K Jan 13, 2023 Direct F1
transaction JPM Common Stock Tax liability -$1.65M -11.9K -5.83% $139.15 192K Jan 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -12.6K -100% $0.00* 0 Jan 13, 2023 Common Stock 12.6K Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -12.7K -50% $0.00 12.7K Jan 13, 2023 Common Stock 12.7K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F3 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.