Clifford M. Noreen - 30 Dec 2022 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Signature
Latavea Cross as attorney-in-fact
Issuer symbol
MCI
Transactions as of
30 Dec 2022
Net transactions value
+$82,135
Form type
4
Filing time
04 Jan 2023, 10:58:25 UTC
Previous filing
14 Nov 2022
Next filing
02 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCI Common Shares ("Shares of Beneficial Interest") 20,000 30 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCI Barings Non-Qualified Thrift Plan Other $82,135 +5,884 +2% $13.96 299,224 30 Dec 2022 Common Shares ("Shares of Beneficial Interest") 5,884 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
F2 Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.