Kevin J. O'Connor - Jan 2, 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
Senior VP & CLO
Signature
/s/ William Langston as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Jan 2, 2023
Transactions value $
-$515,089
Form type
4
Date filed
1/3/2023, 03:42 PM
Previous filing
Oct 19, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +40.5K +7843.22% $0.00 41K Jan 2, 2023 Direct F1
transaction CARR Common Stock Tax liability -$515K -12.5K -30.47% $41.25 28.5K Jan 2, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -40.5K -100% $0.00* 0 Jan 2, 2023 Common Stock 40.5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.
F2 The Expiration Date is January 2, 2023