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Signature
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/s/ Horace Carter by Jonathan J. Doyle as Attorney-in-Fact
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Stock symbol
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RJF
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Transactions as of
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Dec 13, 2022
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Transactions value $
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$0
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Form type
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4
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Date filed
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12/15/2022, 03:27 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RJF |
Common Stock |
Options Exercise |
$0 |
+549 |
+2.41% |
$0.00 |
23.4K |
Dec 13, 2022 |
Direct |
F1 |
holding |
RJF |
Common Stock |
|
|
|
|
|
1.19K |
Dec 13, 2022 |
ESOP |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RJF |
Restricted Stock Units |
Options Exercise |
$0 |
-549 |
-100% |
$0.00* |
0 |
Dec 13, 2022 |
Common Stock |
549 |
|
Direct |
F1 |
transaction |
RJF |
Restricted Stock Units |
Award |
$0 |
+5.44K |
|
$0.00 |
5.44K |
Dec 15, 2022 |
Common Stock |
5.44K |
|
Direct |
F1, F3 |
transaction |
RJF |
Restricted Stock Units |
Award |
$0 |
+1.93K |
|
$0.00 |
1.93K |
Dec 15, 2022 |
Common Stock |
1.93K |
|
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
This Form 4 reports (i) the vesting of RSUs awarded to the reporting person on December 13, 2019, (ii) a grant of retention RSUs to the reporting person, and (iii) a grant of RSUs as a portion of the annual bonus to the reporting person.