Paul M. Shoukry - Dec 15, 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
CFO and Treasurer
Signature
/s/ Paul M. Shoukry by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 15, 2022
Transactions value $
$0
Form type
4
Date filed
12/15/2022, 02:47 PM
Previous filing
Dec 14, 2022
Next filing
Nov 7, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +9.07K $0.00 9.07K Dec 15, 2022 Common Stock 9.07K Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +5.44K +60% $0.00 14.5K Dec 15, 2022 Common Stock 5.44K Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +5.44K $0.00 5.44K Dec 15, 2022 Common Stock 5.44K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027.
F3 Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Remarks:

This Form 4 reports (i) grants of retention RSUs to the reporting person, and (ii) a grant of RSUs as a portion of the annual bonus to the reporting person.