Paul M. Shoukry - 15 Dec 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
CFO and Treasurer
Signature
/s/ Paul M. Shoukry by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
15 Dec 2022
Net transactions value
$0
Form type
4
Filing time
15 Dec 2022, 14:47:05 UTC
Previous filing
14 Dec 2022
Next filing
07 Nov 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +9,067 $0.000000 9,067 15 Dec 2022 Common Stock 9,067 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +5,440 +60% $0.000000 14,507 15 Dec 2022 Common Stock 5,440 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +5,441 $0.000000 5,441 15 Dec 2022 Common Stock 5,441 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027.
F3 Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Remarks:

This Form 4 reports (i) grants of retention RSUs to the reporting person, and (ii) a grant of RSUs as a portion of the annual bonus to the reporting person.