George Catanese - 08 Dec 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Risk Officer
Signature
/s/ George Catanese by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
08 Dec 2022
Net transactions value
-$397,829
Form type
4
Filing time
09 Dec 2022, 09:50:49 UTC
Previous filing
01 Dec 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Sale $397,829 -3,489 -23% $114.02 11,862 08 Dec 2022 Direct F1, F2
transaction RJF Common Stock Gift $0 -135 -1.1% $0.000000 11,727 08 Dec 2022 Direct
holding RJF Common Stock 211 08 Dec 2022 ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for such transaction was $113.77 to $114.14.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 8, 2022.

Remarks:

This Form 4 reports (i) the open market sale by the reporting person of shares of common stock and (ii) the gift of shares by the reporting person.