Jennifer Rumsey - May 4, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & CEO, Director
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
May 4, 2022
Transactions value $
$0
Form type
4
Date filed
12/8/2022, 09:54 AM
Previous filing
Apr 1, 2022
Next filing
Jul 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Gift $0 -170 -8.28% $0.00 1.88K May 4, 2022 Direct
transaction CMI Common Gift $0 -1.88K -100% $0.00* 0 May 5, 2022 Direct
transaction CMI Common Gift $0 +170 +1.82% $0.00 9.49K May 4, 2022 By Trust
transaction CMI Common Gift $0 +1.88K +19.83% $0.00 11.4K May 5, 2022 By Trust
holding CMI Common 1.4K May 4, 2022 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 11.6K May 4, 2022 Common 11.6K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.43K May 4, 2022 Common 1.43K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 1.34K May 4, 2022 Common 1.34K $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 2.68K May 4, 2022 Common 2.68K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K May 4, 2022 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.07K May 4, 2022 Common 1.07K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 8.76K May 4, 2022 Common 8.76K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 350 May 4, 2022 Common 350 $154.35 Direct
holding CMI Stock Option (Right-to-Buy) 6.95K May 4, 2022 Common 6.95K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12.3K May 4, 2022 Common 12.3K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.24K May 4, 2022 Common 1.24K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.