| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMI | Common | Gift | $0 | -170 | -8.28% | $0.00 | 1.88 K | May 4, 2022 | Direct | |
| transaction | CMI | Common | Gift | $0 | -1.88 K | -100% | $0.00 | 0 | May 5, 2022 | Direct | |
| transaction | CMI | Common | Gift | $0 | +170 | +1.82% | $0.00 | 9.49 K | May 4, 2022 | By Trust | |
| transaction | CMI | Common | Gift | $0 | +1.88 K | +19.83% | $0.00 | 11.4 K | May 5, 2022 | By Trust | |
| holding | CMI | Common | 1.4 K | May 4, 2022 | By 401(k) Plan | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CMI | Stock Option (Right-to-Buy) | 11.6 K | May 4, 2022 | Common | 11.6 K | $109.09 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 1.43 K | May 4, 2022 | Common | 1.43 K | $111.84 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 1.34 K | May 4, 2022 | Common | 1.34 K | $128.05 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 2.68 K | May 4, 2022 | Common | 2.68 K | $136.82 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 13.3 K | May 4, 2022 | Common | 13.3 K | $142.12 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 1.07 K | May 4, 2022 | Common | 1.07 K | $149.34 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 8.76 K | May 4, 2022 | Common | 8.76 K | $149.72 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 350 | May 4, 2022 | Common | 350 | $154.35 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 6.95 K | May 4, 2022 | Common | 6.95 K | $160.10 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 12.3 K | May 4, 2022 | Common | 12.3 K | $163.43 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 1.24 K | May 4, 2022 | Common | 1.24 K | $166.18 | Direct |
| Id | Content |
|---|---|
| F1 | The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |