Jennifer Rumsey - 04 May 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role: President & CEO, Director
Signature: /s/ Sharon Barner, Attorney-in-Fact
Issuer symbol: CMI
Transactions as of: 04 May 2022
Net transactions value: $0
Form type: 4
Filing time: 08 Dec 2022, 09:54:57 UTC
Previous filing: 01 Apr 2022
Next filing: 01 Jul 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMI	Common	Gift	$0	-170	-8.3%	$0.000000	1,882	04 May 2022	Direct
transaction	CMI	Common	Gift	$0	-1,882	-100%	$0.000000^*	0	05 May 2022	Direct
transaction	CMI	Common	Gift	$0	+170	+1.8%	$0.000000	9,491	04 May 2022	By Trust
transaction	CMI	Common	Gift	$0	+1,882	+20%	$0.000000	11,373	05 May 2022	By Trust
holding	CMI	Common						1,404	04 May 2022	By 401(k) Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CMI	Stock Option (Right-to-Buy)						11,640	04 May 2022	Common	11,640	$109.09	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,430	04 May 2022	Common	1,430	$111.84	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,340	04 May 2022	Common	1,340	$128.05	Direct
holding	CMI	Stock Option (Right-to-Buy)						2,680	04 May 2022	Common	2,680	$136.82	Direct
holding	CMI	Stock Option (Right-to-Buy)						13,320	04 May 2022	Common	13,320	$142.12	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,070	04 May 2022	Common	1,070	$149.34	Direct
holding	CMI	Stock Option (Right-to-Buy)						8,760	04 May 2022	Common	8,760	$149.72	Direct
holding	CMI	Stock Option (Right-to-Buy)						350	04 May 2022	Common	350	$154.35	Direct
holding	CMI	Stock Option (Right-to-Buy)						6,950	04 May 2022	Common	6,950	$160.10	Direct
holding	CMI	Stock Option (Right-to-Buy)						12,330	04 May 2022	Common	12,330	$163.43	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,235	04 May 2022	Common	1,235	$166.18	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.