Jurgen Timperman - Dec 1, 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role: President, Fire & Security
Signature: /s/ William Langston as Attorney-in-Fact
Stock symbol: CARR
Transactions as of: Dec 1, 2022
Transactions value $: -$42,594
Form type: 4
Date filed: 12/5/2022, 03:07 PM
Previous filing: Dec 1, 2022
Next filing: Feb 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CARR	Common Stock	Options Exercise	$0	+948		$0.00	948	Dec 1, 2022	Direct	F1
transaction	CARR	Common Stock	Tax liability	-$42.6K	-948	-100%	$44.93	0	Dec 1, 2022	Direct
holding	CARR	Common Stock						39.5K	Dec 1, 2022	By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CARR	Restricted Stock Unit RSU	Options Exercise	$0	-948	-3.73%	$0.00	24.5K	Dec 1, 2022	Common Stock	948		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
F2	The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.