Nadia Villeneuve - 01 Dec 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role: Senior VP & CHRO
Signature: /s/ William Langston as Attorney-in-Fact
Issuer symbol: CARR
Transactions as of: 01 Dec 2022
Net transactions value: -$37,427
Form type: 4
Filing time: 05 Dec 2022, 15:07:49 UTC
Previous filing: 16 Jun 2022
Next filing: 03 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CARR	Common Stock	Options Exercise	$0	+833	+1.7%	$0.000000	49,749	01 Dec 2022	Direct	F1
transaction	CARR	Common Stock	Tax liability	$37,427	-833	-1.7%	$44.93	48,916	01 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CARR	Restricted Stock Unit RSU	Options Exercise	$0	-833	-3.7%	$0.000000	21,478	01 Dec 2022	Common Stock	833		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
F2	The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.