Key facts
- This page summarizes Patrick P. Goris's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Dec 2022, 15:07.
Patrick P. Goris - 01 Dec 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Reporting relationship
- Senior Vice President & CFO
- Issuer ticker
- CARR
- Reported as of
- 01 Dec 2022
- Net transaction value
- -$321,115
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2022, 15:07:44 UTC
- Prior SEC filing
- 04 Feb 2022
- Next SEC filing
- 14 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ William Langston as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick P. Goris filed Form 4 for CARRIER GLOBAL Corp (CARR) on 05 Dec 2022.
Change
- Previous filing in this sequence was filed on 04 Feb 2022.
- Current net transaction value: -$321,115.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +18,162
- Change %
- +159%
- Price
- $0.000000
- Shares after
- 29,556
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Tax liability
- Transaction value
- $321,115
- Shares
- -7,147
- Change %
- -24%
- Price
- $44.93
- Shares after
- 22,409
- Date
- 01 Dec 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
Restricted Stock Unit RSU
Options Exercise
- Transaction value
- $0
- Shares
- -18,162
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,162
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Restricted stock units convert into common stock on a one-for-one basis.
Footnote F2
Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.