Patrick P. Goris - Dec 1, 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
Senior Vice President & CFO
Signature
/s/ William Langston as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Dec 1, 2022
Transactions value $
-$321,115
Form type
4
Date filed
12/5/2022, 03:07 PM
Previous filing
Feb 4, 2022
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +18.2K +159.4% $0.00 29.6K Dec 1, 2022 Direct F1
transaction CARR Common Stock Tax liability -$321K -7.15K -24.18% $44.93 22.4K Dec 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -18.2K -100% $0.00* 0 Dec 1, 2022 Common Stock 18.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.