Christopher Swift - 30 Nov 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: Chairman and CEO, Director
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol: HIG
Transactions as of: 30 Nov 2022
Net transactions value: -$1,884,874
Form type: 4
Filing time: 02 Dec 2022, 15:17:26 UTC
Previous filing: 29 Nov 2022
Next filing: 16 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Options Exercise	$875,099	+36,236	+25%	$24.15	179,511	30 Nov 2022	Direct
transaction	HIG	Common Stock	Sale	$2,759,973	-36,236	-20%	$76.17	143,275	30 Nov 2022	Direct	F1, F2
holding	HIG	Common Stock						43,179	30 Nov 2022	By Spouse
holding	HIG	Common Stock						95,386	30 Nov 2022	Swift Family Gift Trust
holding	HIG	Common Stock						60,865	30 Nov 2022	Swift Family Legacy Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HIG	Stock Option	Options Exercise	$0	-36,236	-100%	$0.000000^*	0	30 Nov 2022	Common Stock	36,236	$24.15	Direct	F3
holding	HIG	Stock Option						103,872	30 Nov 2022	Common Stock	103,872	$35.83	Direct	F4
holding	HIG	Stock Option						301,887	30 Nov 2022	Common Stock	301,887	$41.25	Direct	F5
holding	HIG	Stock Option						294,481	30 Nov 2022	Common Stock	294,481	$43.59	Direct	F6
holding	HIG	Stock Option						302,908	30 Nov 2022	Common Stock	302,908	$48.89	Direct	F7
holding	HIG	Stock Option						352,263	30 Nov 2022	Common Stock	352,263	$49.01	Direct	F8
holding	HIG	Stock Option						310,820	30 Nov 2022	Common Stock	310,820	$51.87	Direct	F9
holding	HIG	Stock Option						284,819	30 Nov 2022	Common Stock	284,819	$53.81	Direct	F10
holding	HIG	Stock Option						327,679	30 Nov 2022	Common Stock	327,679	$55.27	Direct	F11
holding	HIG	Stock Option						301,932	30 Nov 2022	Common Stock	301,932	$69.41	Direct	F12

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023.
F2	Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3	The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F4	The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F5	The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F6	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F7	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F8	The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F9	One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F10	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F11	One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
F12	One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.