Key facts
- This page summarizes Christopher Swift's Form 4 filing for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG).
- 3 reported transactions and 10 derivative rows are listed below.
- Accepted by SEC: 02 Dec 2022, 15:17.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Sale
No transaction description listed
No transaction description listed
No transaction description listed
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
Additional SEC filing notes
Footnote F1
The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023.
Footnote F2
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
Footnote F4
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
Footnote F5
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
Footnote F6
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
Footnote F7
The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
Footnote F8
The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
Footnote F9
One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
Footnote F10
The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
Footnote F11
One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
Footnote F12
One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.