THOMAS A. JAMES - 30 Nov 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chairman Emeritus, Director
Signature
/s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
30 Nov 2022
Transactions value $
$0
Form type
4
Filing time
01 Dec 2022, 15:43:55 UTC
Previous filing
17 Nov 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Award $0 +1.08K +0.01% $0.00 17.6M 30 Nov 2022 By Thomas A. James Family Rev Trust F1
holding RJF Common Stock 50.6K 30 Nov 2022 By James Ventures, Inc.
holding RJF Common Stock 1.5M 30 Nov 2022 By TA James Ventures Partnership
holding RJF Common Stock 674 30 Nov 2022 ESOP F2
holding RJF Common Stock 163K 30 Nov 2022 Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2019. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2022.

Remarks:

This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/13/2019 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period.