Norman Thomas Linebarger - Nov 22, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role: Chairman & Executive Chairman, Director
Signature: /s/ Sharon Barner, Attorney-in-Fact
Stock symbol: CMI
Transactions as of: Nov 22, 2022
Transactions value $: $0
Form type: 4
Date filed: 11/28/2022, 11:36 AM
Previous filing: Nov 16, 2022
Next filing: Mar 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMI	Common	Gift	$0	-20.1K	-14.6%	$0.00	117K	Nov 22, 2022	Direct
holding	CMI	Common						8.92K	Nov 22, 2022	By 401(k) Plan	F1
holding	CMI	Common						21.9K	Nov 22, 2022	By Child #1
holding	CMI	Common						21.9K	Nov 22, 2022	By Child #2
holding	CMI	Common						240	Nov 22, 2022	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CMI	Stock Option (Right-to-Buy)						132K	Nov 22, 2022	Common	132K	$109.09	Direct
holding	CMI	Stock Option (Right-to-Buy)						60.8K	Nov 22, 2022	Common	60.8K	$136.82	Direct
holding	CMI	Stock Option (Right-to-Buy)						95.9K	Nov 22, 2022	Common	95.9K	$142.12	Direct
holding	CMI	Stock Option (Right-to-Buy)						44.9K	Nov 22, 2022	Common	44.9K	$149.34	Direct
holding	CMI	Stock Option (Right-to-Buy)						85.1K	Nov 22, 2022	Common	85.1K	$149.72	Direct
holding	CMI	Stock Option (Right-to-Buy)						61.7K	Nov 22, 2022	Common	61.7K	$160.10	Direct
holding	CMI	Stock Option (Right-to-Buy)						98.7K	Nov 22, 2022	Common	98.7K	$163.43	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.