Norman Thomas Linebarger - 22 Nov 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Chairman & Executive Chairman, Director
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
22 Nov 2022
Net transactions value
$0
Form type
4
Filing time
28 Nov 2022, 11:36:13 UTC
Previous filing
16 Nov 2022
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Gift $0 -20,051 -15% $0.000000 117,287 22 Nov 2022 Direct
holding CMI Common 8,923 22 Nov 2022 By 401(k) Plan F1
holding CMI Common 21,930 22 Nov 2022 By Child #1
holding CMI Common 21,929 22 Nov 2022 By Child #2
holding CMI Common 240 22 Nov 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 131,920 22 Nov 2022 Common 131,920 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 60,780 22 Nov 2022 Common 60,780 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 95,920 22 Nov 2022 Common 95,920 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 44,890 22 Nov 2022 Common 44,890 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 85,050 22 Nov 2022 Common 85,050 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 61,700 22 Nov 2022 Common 61,700 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 98,670 22 Nov 2022 Common 98,670 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.