Thomas J. Perna - Nov 22, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Director
Signature: Maria Allen, Power of Attorney
Stock symbol: BR
Transactions as of: Nov 22, 2022
Transactions value $: -$4,969,731
Form type: 4
Date filed: 11/23/2022, 10:27 AM
Previous filing: Nov 14, 2022
Next filing: Jan 9, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$292K	+6.47K	+12.68%	$45.09	57.5K	Nov 22, 2022	Direct
transaction	BR	Common Stock	Options Exercise	$325K	+5.77K	+10.04%	$56.37	63.3K	Nov 22, 2022	Direct
transaction	BR	Common Stock	Options Exercise	$308K	+4.75K	+7.51%	$64.89	68K	Nov 22, 2022	Direct
transaction	BR	Common Stock	Options Exercise	$364K	+4.11K	+6.04%	$88.66	72.1K	Nov 22, 2022	Direct
transaction	BR	Common Stock	Sale	-$484K	-3.29K	-4.56%	$147.09	68.8K	Nov 22, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$504K	-3.43K	-4.98%	$147.09	65.4K	Nov 22, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$587K	-3.99K	-6.1%	$147.09	61.4K	Nov 22, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$622K	-4.23K	-6.88%	$147.09	57.2K	Nov 22, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$4.06M	-27.5K	-48.06%	$147.83	29.7K	Nov 22, 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-5.77K	-100%	$0.00^*	Nov 22, 2022	Common Stock	5.77K	$56.37	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-6.47K	-100%	$0.00^*	Nov 22, 2022	Common Stock	6.47K	$45.09	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-4.11K	-100%	$0.00^*	Nov 22, 2022	Common Stock	4.11K	$88.66	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-4.75K	-100%	$0.00^*	Nov 22, 2022	Common Stock	4.75K	$64.89	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.00 - $147.42, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.46 - $148.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.00 - $147.42, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.46 - $148.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.