Christopher Swift - 04 Nov 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
Chairman and CEO, Director
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol
HIG
Transactions as of
04 Nov 2022
Net transactions value
-$735,681
Form type
4
Filing time
08 Nov 2022, 16:24:14 UTC
Previous filing
03 Nov 2022
Next filing
10 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Options Exercise $10,384 +430 +0.27% $24.15 157,550 04 Nov 2022 Direct
transaction HIG Common Stock Sale $31,842 -430 -0.27% $74.05 157,120 04 Nov 2022 Direct F1, F2
transaction HIG Common Stock Options Exercise $345,925 +14,324 +9.1% $24.15 171,444 07 Nov 2022 Direct
transaction HIG Common Stock Sale $1,060,148 -14,324 -8.4% $74.01 157,120 07 Nov 2022 Direct F1, F3
holding HIG Common Stock 43,179 04 Nov 2022 By Spouse
holding HIG Common Stock 95,386 04 Nov 2022 Swift Family Gift Trust
holding HIG Common Stock 60,865 04 Nov 2022 Swift Family Legacy Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIG Stock Option Options Exercise $0 -430 -0.53% $0.000000 80,343 04 Nov 2022 Common Stock 430 $24.15 Direct F4
transaction HIG Stock Option Options Exercise $0 -14,324 -18% $0.000000 66,019 07 Nov 2022 Common Stock 14,324 $24.15 Direct F4
holding HIG Stock Option 103,872 04 Nov 2022 Common Stock 103,872 $35.83 Direct F5
holding HIG Stock Option 301,887 04 Nov 2022 Common Stock 301,887 $41.25 Direct F6
holding HIG Stock Option 294,481 04 Nov 2022 Common Stock 294,481 $43.59 Direct F7
holding HIG Stock Option 302,908 04 Nov 2022 Common Stock 302,908 $48.89 Direct F8
holding HIG Stock Option 352,263 04 Nov 2022 Common Stock 352,263 $49.01 Direct F9
holding HIG Stock Option 310,820 04 Nov 2022 Common Stock 310,820 $51.87 Direct F10
holding HIG Stock Option 284,819 04 Nov 2022 Common Stock 284,819 $53.81 Direct F11
holding HIG Stock Option 327,679 04 Nov 2022 Common Stock 327,679 $55.27 Direct F12
holding HIG Stock Option 301,932 04 Nov 2022 Common Stock 301,932 $69.41 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023.
F2 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F5 The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F6 The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F7 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F8 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F9 The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F10 One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F11 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F12 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
F13 One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.