Shane G. Eddy - Nov 3, 2022 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
President, P&W
Signature
/s/ Michelle G. Gewandter, as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Nov 3, 2022
Transactions value $
-$319,296
Form type
4
Date filed
11/8/2022, 07:38 AM
Previous filing
Oct 5, 2022
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $562K +6.73K +32.34% $83.58 27.5K Nov 3, 2022 Direct F1
transaction RTX Common Stock Sale -$80.6K -843 -3.06% $95.58 26.7K Nov 3, 2022 Direct F2
transaction RTX Common Stock Sale -$239K -2.5K -9.37% $95.51 24.2K Nov 3, 2022 Direct F3
transaction RTX Common Stock Disposed to Issuer -$562K -5.88K -24.33% $95.55 18.3K Nov 3, 2022 Direct
holding RTX Common Stock 88 Nov 3, 2022 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Stock Appreciation Right Options Exercise $0 -6.73K -100% $0.00* 0 Nov 3, 2022 Common Stock 6.73K $83.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $95.5715 to $95.5915 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $95.5001 to $95.5120 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.