Elena A. Korablina - Aug 2, 2021 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Corporate Controller
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Aug 2, 2021
Transactions value $
-$121,958
Form type
4
Date filed
10/27/2022, 05:12 PM
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +881 +4.63% $0.00 19.9K Oct 25, 2022 Direct F1
transaction JPM Common Stock Options Exercise $0 +825 +4.15% $0.00 20.7K Oct 25, 2022 Direct F1
transaction JPM Common Stock Tax liability -$60.9K -499 -2.41% $122.08 20.2K Oct 25, 2022 Direct
transaction JPM Common Stock Tax liability -$61K -500 -2.47% $122.08 19.7K Oct 25, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Award $0 +3.52K +85.39% $0.00 7.65K Aug 2, 2021 Common Stock 3.52K Direct F1, F2, F3, F4
transaction JPM Restricted Stock Units Options Exercise $0 -825 -12.09% $0.00 6K Oct 25, 2022 Common Stock 825 Direct F1, F4
transaction JPM Restricted Stock Units Options Exercise $0 -881 -14.68% $0.00 5.12K Oct 25, 2022 Common Stock 881 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 This transaction is inadvertently filed late due to an administrative error.
F3 Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2021 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. Ms. Korablina's UK regulated equity incentives are subject to additional recapture provisions as applicable to the Firm's relevant U.K. regulated CRD Identified Staff.
F4 RSU grant of 4,127 shares vests 20% on each of the following dates: October 25, 2021, October 25, 2022, October 25, 2023, October 25, 2024, and October 25, 2025. RSU grant of 3,524 shares vests 25% on each of October 25, 2022, October 25, 2023, October 25, 2024, and October 25, 2025. Shares resulting from vesting are subject to a hold for 2 years from vesting date.