James Robert Edward Coulter - 30 Sep 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Director & CEO, RJ Ltd.
Signature
/s/ James Robert Edward Coulter by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
30 Sep 2022
Net transactions value
$0
Form type
4
Filing time
04 Oct 2022, 14:44:09 UTC
Previous filing
25 Feb 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +2,250 +22% $0.000000 12,307 30 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -2,250 -100% $0.000000* 0 30 Sep 2022 Common Stock 2,250 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Remarks:

This Form 4 reports the vesting of RSUs awarded to the reporting person.