Timothy N. White - 01 Sep 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Signature
/s/ William Langston as Attorney-in-Fact
Issuer symbol
CARR
Transactions as of
01 Sep 2022
Net transactions value
-$163,656
Form type
4
Filing time
02 Sep 2022, 16:12:03 UTC
Previous filing
04 Feb 2022
Next filing
03 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +10,451 $0.000000 10,451 01 Sep 2022 Direct F1
transaction CARR Common Stock Tax liability $163,656 -4,113 -39% $39.79 6,338 01 Sep 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -10,451 -100% $0.000000* 0 01 Sep 2022 Common Stock 10,451 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.