Timothy N. White - Sep 1, 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
President, Refrigeration
Signature
/s/ William Langston as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Sep 1, 2022
Transactions value $
-$163,656
Form type
4
Date filed
9/2/2022, 04:12 PM
Previous filing
Feb 4, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +10.5K $0.00 10.5K Sep 1, 2022 Direct F1
transaction CARR Common Stock Tax liability -$164K -4.11K -39.36% $39.79 6.34K Sep 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -10.5K -100% $0.00* 0 Sep 1, 2022 Common Stock 10.5K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.