Richard J. Daly - 26 Aug 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Executive Chairman, Director
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
26 Aug 2022
Net transactions value
-$13,147,484
Form type
4
Filing time
26 Aug 2022, 19:39:53 UTC
Previous filing
12 Aug 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $3,615,842 +36,780 +26% $98.31 180,336 26 Aug 2022 Direct
transaction BR Common Stock Options Exercise $3,362,500 +35,817 +20% $93.88 216,153 26 Aug 2022 Direct
transaction BR Common Stock Sale $1,519,872 -8,683 -4% $175.04 207,470 26 Aug 2022 Direct F1
transaction BR Common Stock Sale $11,277,577 -64,300 -31% $175.39 143,170 26 Aug 2022 Direct F2
transaction BR Common Stock Sale $350,035 -1,985 -100% $176.34 0 26 Aug 2022 by The KLD 2014 Trust F3
holding BR Common Stock 2,700 26 Aug 2022 2020 Grandchild Trust
holding BR Common Stock 20,000 26 Aug 2022 by The EED 2012 Trust
holding BR Common Stock 9,484 26 Aug 2022 by The EED 2014 Trust
holding BR Common Stock 20,000 26 Aug 2022 by The KLD 2012 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $3,615,842 -36,780 -50% $98.31 36,780 26 Aug 2022 Common Stock 36,780 $98.31 Direct
transaction BR Stock Option (Right to Buy) Options Exercise $3,362,500 -35,817 -100% $93.88 0 26 Aug 2022 Common Stock 35,817 $93.88 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.00 - $175.53, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.26 - $175.88, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.33 - $176.50, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.