Richard J. Daly - Aug 26, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Executive Chairman, Director
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Aug 26, 2022
Transactions value $
-$13,147,484
Form type
4
Date filed
8/26/2022, 07:39 PM
Previous filing
Aug 12, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $3.62M +36.8K +25.62% $98.31 180K Aug 26, 2022 Direct
transaction BR Common Stock Options Exercise $3.36M +35.8K +19.86% $93.88 216K Aug 26, 2022 Direct
transaction BR Common Stock Sale -$1.52M -8.68K -4.02% $175.04 207K Aug 26, 2022 Direct F1
transaction BR Common Stock Sale -$11.3M -64.3K -30.99% $175.39 143K Aug 26, 2022 Direct F2
transaction BR Common Stock Sale -$350K -1.99K -100% $176.34 0 Aug 26, 2022 by The KLD 2014 Trust F3
holding BR Common Stock 2.7K Aug 26, 2022 2020 Grandchild Trust
holding BR Common Stock 20K Aug 26, 2022 by The EED 2012 Trust
holding BR Common Stock 9.48K Aug 26, 2022 by The EED 2014 Trust
holding BR Common Stock 20K Aug 26, 2022 by The KLD 2012 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise -$3.62M -36.8K -50% $98.31 36.8K Aug 26, 2022 Common Stock 36.8K $98.31 Direct
transaction BR Stock Option (Right to Buy) Options Exercise -$3.36M -35.8K -100% $93.88 0 Aug 26, 2022 Common Stock 35.8K $93.88 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.00 - $175.53, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.26 - $175.88, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.33 - $176.50, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.