Keir D. Gumbs - Aug 16, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CVP and Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Aug 16, 2022
Transactions value $
-$1,040,336
Form type
4
Date filed
8/17/2022, 01:56 PM
Previous filing
Aug 15, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +12.2K +289.98% $0.00 16.4K Aug 16, 2022 Direct F1
transaction BR Common Stock Tax liability -$1.04M -5.87K -35.73% $177.32 10.6K Aug 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -12.2K -71.58% $0.00 4.85K Aug 16, 2022 Common Stock 12.2K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on August 16, 2022 12,209 Restricted Stock Units vested and converted into an equal number of shares of common stock.