Keir Devon Gumbs - 16 Aug 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CVP and Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
16 Aug 2022
Net transactions value
-$1,040,336
Form type
4
Filing time
17 Aug 2022, 13:56:01 UTC
Previous filing
15 Aug 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +12,209 +290% $0.000000 16,419 16 Aug 2022 Direct F1
transaction BR Common Stock Tax liability $1,040,336 -5,867 -36% $177.32 10,552 16 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -12,209 -72% $0.000000 4,848 16 Aug 2022 Common Stock 12,209 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on August 16, 2022 12,209 Restricted Stock Units vested and converted into an equal number of shares of common stock.