Thomas P. Carey - Aug 15, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP
Signature: Maria Allen, Power of Attorney
Stock symbol: BR
Transactions as of: Aug 15, 2022
Transactions value $: -$1,965,102
Form type: 4
Date filed: 8/16/2022, 04:27 PM
Previous filing: Aug 12, 2022
Next filing: Feb 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$368K	+7.22K	+63.98%	$50.95	18.5K	Aug 15, 2022	Direct
transaction	BR	Common Stock	Options Exercise	$296K	+5.7K	+30.77%	$51.95	24.2K	Aug 15, 2022	Direct
transaction	BR	Common Stock	Options Exercise	$363K	+5.4K	+22.3%	$67.32	29.6K	Aug 15, 2022	Direct
transaction	BR	Common Stock	Sale	-$640K	-3.57K	-12.06%	$179.16	26K	Aug 15, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$651K	-3.63K	-13.95%	$179.16	22.4K	Aug 15, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$807K	-4.5K	-20.09%	$179.16	17.9K	Aug 15, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$896K	-5K	-27.93%	$179.16	12.9K	Aug 15, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-5.7K	-100%	$0.00^*	Aug 15, 2022	Common Stock	5.7K	$51.95	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-7.22K	-100%	$0.00^*	Aug 15, 2022	Common Stock	7.22K	$50.95	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-5.4K	-100%	$0.00^*	Aug 15, 2022	Common Stock	5.4K	$67.32	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.86 - $179.75, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.86 - $179.75, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.