Thomas P. Carey - Aug 15, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Aug 15, 2022
Transactions value $
-$1,965,102
Form type
4
Date filed
8/16/2022, 04:27 PM
Previous filing
Aug 12, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $368K +7.22K +63.98% $50.95 18.5K Aug 15, 2022 Direct
transaction BR Common Stock Options Exercise $296K +5.7K +30.77% $51.95 24.2K Aug 15, 2022 Direct
transaction BR Common Stock Options Exercise $363K +5.4K +22.3% $67.32 29.6K Aug 15, 2022 Direct
transaction BR Common Stock Sale -$640K -3.57K -12.06% $179.16 26K Aug 15, 2022 Direct F1
transaction BR Common Stock Sale -$651K -3.63K -13.95% $179.16 22.4K Aug 15, 2022 Direct F1
transaction BR Common Stock Sale -$807K -4.5K -20.09% $179.16 17.9K Aug 15, 2022 Direct F1
transaction BR Common Stock Sale -$896K -5K -27.93% $179.16 12.9K Aug 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $0 -5.7K -100% $0.00* 0 Aug 15, 2022 Common Stock 5.7K $51.95 Direct
transaction BR Stock Option (Right to Buy) Options Exercise $0 -7.22K -100% $0.00* 0 Aug 15, 2022 Common Stock 7.22K $50.95 Direct
transaction BR Stock Option (Right to Buy) Options Exercise $0 -5.4K -100% $0.00* 0 Aug 15, 2022 Common Stock 5.4K $67.32 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.86 - $179.75, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.