ROBERT SCHIFELLITE - 15 Aug 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate SVP
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 15 Aug 2022
Net transactions value: -$8,651,492
Form type: 4
Filing time: 16 Aug 2022, 16:02:32 UTC
Previous filing: 12 Aug 2022
Next filing: 17 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$1,935,034	+37,248	+63%	$51.95	96,621	15 Aug 2022	Direct
transaction	BR	Common Stock	Options Exercise	$540,630	+10,611	+11%	$50.95	107,232	15 Aug 2022	Direct
transaction	BR	Common Stock	Options Exercise	$702,148	+10,430	+9.7%	$67.32	117,662	15 Aug 2022	Direct
transaction	BR	Common Stock	Options Exercise	$644,252	+9,570	+8.1%	$67.32	127,232	15 Aug 2022	Direct
transaction	BR	Common Stock	Sale	$1,462,057	-8,100	-6.4%	$180.50	119,132	15 Aug 2022	Direct	F1
transaction	BR	Common Stock	Sale	$1,562,699	-8,750	-7.3%	$178.59	110,382	15 Aug 2022	Direct	F2
transaction	BR	Common Stock	Sale	$1,578,773	-8,840	-8%	$178.59	101,542	15 Aug 2022	Direct	F2
transaction	BR	Common Stock	Sale	$2,375,933	-13,163	-13%	$180.50	88,379	15 Aug 2022	Direct	F1
transaction	BR	Common Stock	Sale	$5,494,093	-30,763	-35%	$178.59	57,616	15 Aug 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-37,248	-100%	$0.000000^*	0	15 Aug 2022	Common Stock	37,248	$51.95	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-10,611	-100%	$0.000000^*	0	15 Aug 2022	Common Stock	10,611	$50.95	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-9,570	-30%	$0.000000	22,827	15 Aug 2022	Common Stock	9,570	$67.32	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-10,430	-46%	$0.000000	12,397	15 Aug 2022	Common Stock	10,430	$67.32	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.00 - $181.45, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.00 - $179.63, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.00 - $181.45, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.00 - $179.63, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.