Christopher Caridi - May 2, 2022 Form 4 Insider Report for JOHN WILEY & SONS, INC. (WLY)

Role
SVP, Global Corp Controller
Signature
Marjorie Pierre-Merritt, Attorney-In-Fact
Stock symbol
WLY
Transactions as of
May 2, 2022
Transactions value $
-$29,237
Form type
4
Date filed
5/4/2022, 06:06 PM
Previous filing
Jul 2, 2021
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WLY Class A Common Options Exercise $0 +476 +22.72% $0.00 2.57K May 2, 2022 Direct
transaction WLY Class A Common Options Exercise $0 +451 +17.54% $0.00 3.02K May 2, 2022 Direct
transaction WLY Class A Common Options Exercise $0 +329 +10.89% $0.00 3.35K May 2, 2022 Direct
transaction WLY Class A Common Options Exercise $0 +289 +8.62% $0.00 3.64K May 2, 2022 Direct
transaction WLY Class A Common Tax liability -$29.2K -583 -16.02% $50.15 3.06K May 2, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WLY Restricted Stock Units Options Exercise $0 -289 -4.04% $0.00 6.87K May 2, 2022 Class A Common 289 $0.00 Direct F2, F3, F4
transaction WLY Restricted Stock Units Options Exercise $0 -329 -4.79% $0.00 6.54K May 2, 2022 Class A Common 329 $0.00 Direct F2, F3, F5
transaction WLY Restricted Stock Units Options Exercise $0 -451 -6.9% $0.00 6.09K May 2, 2022 Class A Common 451 $0.00 Direct F2, F3, F6
transaction WLY Restricted Stock Units Options Exercise $0 -476 -7.82% $0.00 5.61K May 2, 2022 Class A Common 476 $0.00 Direct F2, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F2 Restricted stock units convert into Class A common stock on a one-for-one basis.
F3 4/30/22 Vesting date was on a Saturday, therefore, transaction was processed on Monday (5/2/2022).
F4 On October 26, 2020, the reporting person was granted 577 restricted stock units to vest in two equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F5 On June 24, 2021, the reporting person was granted 1,316 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F6 On October 26, 2020, the reporting person was granted 1803 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F7 On October 26, 2020, the reporting person was granted 1428 restricted stock units to vest in three equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.