Christopher Caridi - 02 May 2022 Form 4 Insider Report for JOHN WILEY & SONS, INC. (WLY)

Role
SVP, Global Corp Controller
Signature
Marjorie Pierre-Merritt, Attorney-In-Fact
Issuer symbol
WLY
Transactions as of
02 May 2022
Net transactions value
-$29,237
Form type
4
Filing time
04 May 2022, 18:06:29 UTC
Previous filing
02 Jul 2021
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WLY Class A Common Options Exercise $0 +476 +23% $0.000000 2,571 02 May 2022 Direct
transaction WLY Class A Common Options Exercise $0 +451 +18% $0.000000 3,022 02 May 2022 Direct
transaction WLY Class A Common Options Exercise $0 +329 +11% $0.000000 3,351 02 May 2022 Direct
transaction WLY Class A Common Options Exercise $0 +289 +8.6% $0.000000 3,640 02 May 2022 Direct
transaction WLY Class A Common Tax liability $29,237 -583 -16% $50.15 3,057 02 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WLY Restricted Stock Units Options Exercise $0 -289 -4% $0.000000 6,866 02 May 2022 Class A Common 289 $0.000000 Direct F2, F3, F4
transaction WLY Restricted Stock Units Options Exercise $0 -329 -4.8% $0.000000 6,537 02 May 2022 Class A Common 329 $0.000000 Direct F2, F3, F5
transaction WLY Restricted Stock Units Options Exercise $0 -451 -6.9% $0.000000 6,086 02 May 2022 Class A Common 451 $0.000000 Direct F2, F3, F6
transaction WLY Restricted Stock Units Options Exercise $0 -476 -7.8% $0.000000 5,610 02 May 2022 Class A Common 476 $0.000000 Direct F2, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F2 Restricted stock units convert into Class A common stock on a one-for-one basis.
F3 4/30/22 Vesting date was on a Saturday, therefore, transaction was processed on Monday (5/2/2022).
F4 On October 26, 2020, the reporting person was granted 577 restricted stock units to vest in two equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F5 On June 24, 2021, the reporting person was granted 1,316 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F6 On October 26, 2020, the reporting person was granted 1803 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F7 On October 26, 2020, the reporting person was granted 1428 restricted stock units to vest in three equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.