Richard John Stingi - 01 Apr 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP and CHRO
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 01 Apr 2022
Net transactions value: -$74,091
Form type: 4
Filing time: 05 Apr 2022, 15:57:35 UTC
Previous filing: 16 Feb 2022
Next filing: 12 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$0	+432	+13%	$0.000000	3,843	01 Apr 2022	Direct	F1
transaction	BR	Common Stock	Tax liability	$34,388	-220	-5.7%	$156.31	3,623	01 Apr 2022	Direct
transaction	BR	Common Stock	Tax liability	$39,703	-254	-7%	$156.31	3,369	01 Apr 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	FY2019 RSUs	Options Exercise	$0	-432	-100%	$0.000000^*	0	01 Apr 2022	Common Stock	432	$0.000000	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2022 432 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2	Represents the amount of shares withheld to cover tax liabilities upon the vesting of 475 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2022.