Richard John Stingi - Apr 1, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP and CHRO
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Apr 1, 2022
Transactions value $
-$74,091
Form type
4
Date filed
4/5/2022, 03:57 PM
Previous filing
Feb 16, 2022
Next filing
Aug 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +432 +12.67% $0.00 3.84K Apr 1, 2022 Direct F1
transaction BR Common Stock Tax liability -$34.4K -220 -5.72% $156.31 3.62K Apr 1, 2022 Direct
transaction BR Common Stock Tax liability -$39.7K -254 -7.01% $156.31 3.37K Apr 1, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR FY2019 RSUs Options Exercise $0 -432 -100% $0.00* 0 Apr 1, 2022 Common Stock 432 $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2022 432 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 475 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2022.