| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Options Exercise | $0 | +398,708 | +40% | $0.000000 | 1,387,047 | 25 Mar 2022 | Direct | F1, F2 |
| transaction | JPM | Common Stock | Tax liability | $31,306,815 | -220,486 | -16% | $141.99 | 1,166,561 | 25 Mar 2022 | Direct | F3 |
| holding | JPM | Common Stock | 8,232 | 25 Mar 2022 | By 401(k) | ||||||
| holding | JPM | Common Stock | 2,126,124 | 25 Mar 2022 | By Family Trusts | F4 | |||||
| holding | JPM | Common Stock | 4,348,004 | 25 Mar 2022 | By GRATs | F5 | |||||
| holding | JPM | Common Stock | 152,940 | 25 Mar 2022 | By LLC | F6 | |||||
| holding | JPM | Common Stock | 871,766 | 25 Mar 2022 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Performance Share Units | Options Exercise | $0 | -398,708 | -100% | $0.000000* | 0 | 25 Mar 2022 | Common Stock | 398,708 | Direct | F2, F7 |
| Id | Content |
|---|---|
| F1 | These shares represent JPMC common stock acquired on March 25, 2022 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. |
| F2 | Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. |
| F3 | Balance reflects a) 310,028 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on January 18, 2022; b) 141,528 shares transferred from a GRAT to the Grantor on January 18, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
| F4 | Balance reflects 29,034 shares transferred from a Grantor Retained Annuity Trust to the Grantor's Family Trusts on January 19, 2022. This transfer is exempt from Section 16 pursuant to Rule 16a-13. |
| F5 | Balance reflects a) 310,028 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on January 18, 2022; b) 141,528 shares transferred from a GRAT to the Grantor on January 18, 2022; c) 29,034 shares transferred from GRAT to the Grantor's Family Trust on January 19, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
| F6 | Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |
| F7 | Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2021, as provided under the terms of a PSU award granted on January 15, 2019, and as previously reported on a Form 4 filed on March 17, 2022. The PSUs settled in shares of common stock on March 25, 2022. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. |