Robert Wann - Mar 22, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Mar 22, 2022
Transactions value $
-$381,017
Form type
4
Date filed
3/23/2022, 06:38 PM
Previous filing
Mar 18, 2022
Next filing
Mar 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Award $0 +67.7K +4.58% $0.00 1.55M Mar 22, 2022 Direct F1
transaction NYCB Common Stock Tax liability -$381K -34.6K -2.24% $11.02 1.51M Mar 22, 2022 Direct
holding NYCB Common Stock 537K Mar 22, 2022 By 401(k)
holding NYCB Common Stock 332K Mar 22, 2022 By SERP F2
holding NYCB Common Stock 24.7K Mar 22, 2022 By Stock Award XI F3
holding NYCB Common Stock 25.9K Mar 22, 2022 By Stock Award XII F4
holding NYCB Common Stock 10K Mar 22, 2022 By Stock Award XIII F5
holding NYCB Common Stock 10.3K Mar 22, 2022 By Stock Award XIV F6
holding NYCB Common Stock 18.8K Mar 22, 2022 By Stock Award XV F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 29, 2019, the reporting person was granted performance-based restricted stock units ("PBRSUs") which would vest upon the achievement of certain performance goals. On March 22, 2022, the Compensation Committee of New York Community Bancorp, Inc.'s Board of Directors determined that the performance goals had been satisfied, resulting in the vesting of the PBRSUs on March 22, 2022.
F2 This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F3 The remaining 24,730 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F4 The remaining 25,884 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F5 The remaining 10,033 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F6 The remaining 10,288 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023.
F7 The remaining 18,768 shares, granted under Stock Award XV on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two equal annual installments commencing on February 26, 2023.