Jeffrey T. Wiltrout - Mar 1, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Corporate Strategy
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2022
Transactions value $
-$4,902
Form type
4
Date filed
3/3/2022, 03:16 PM
Previous filing
Jan 31, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +72 $0.00 72 Mar 1, 2022 Direct
transaction CMI Common Tax liability -$4.9K -25 -34.72% $196.07 47 Mar 1, 2022 Direct F1
holding CMI Common 199 Mar 1, 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 530 Mar 1, 2022 Common 530 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 260 Mar 1, 2022 Common 260 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 370 Mar 1, 2022 Common 370 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.