Christopher C. Clulow - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Controller
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Net transactions value
-$39,998
Form type
4
Filing time
03 Mar 2022, 15:16:26 UTC
Previous filing
28 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +670 +20% $0.000000 4,101 01 Mar 2022 Direct
transaction CMI Common Tax liability $39,998 -204 -5% $196.07 3,897 01 Mar 2022 Direct F1
holding CMI Common 320 01 Mar 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 300 01 Mar 2022 Common 300 $98.67 Direct
holding CMI Stock Option (Right-to-Buy) 200 01 Mar 2022 Common 200 $99.00 Direct
holding CMI Stock Option (Right-to-Buy) 1,265 01 Mar 2022 Common 1,265 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 625 01 Mar 2022 Common 625 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 585 01 Mar 2022 Common 585 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 3,200 01 Mar 2022 Common 3,200 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 455 01 Mar 2022 Common 455 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 2,190 01 Mar 2022 Common 2,190 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 1,960 01 Mar 2022 Common 1,960 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 3,390 01 Mar 2022 Common 3,390 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.