John D. Brockhaus - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP-Human Resources Operations
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Net transactions value
-$11,764
Form type
4
Filing time
03 Mar 2022, 15:15:55 UTC
Previous filing
04 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +171 +4.7% $0.000000 3,775 01 Mar 2022 Direct
transaction CMI Common Tax liability $11,764 -60 -1.6% $196.07 3,715 01 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 780 01 Mar 2022 Common 780 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 150 01 Mar 2022 Common 150 $110.60 Direct
holding CMI Stock Option (Right-to-Buy) 450 01 Mar 2022 Common 450 $133.94 Direct
holding CMI Stock Option (Right-to-Buy) 360 01 Mar 2022 Common 360 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 250 01 Mar 2022 Common 250 $141.13 Direct
holding CMI Stock Option (Right-to-Buy) 750 01 Mar 2022 Common 750 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 280 01 Mar 2022 Common 280 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 500 01 Mar 2022 Common 500 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 400 01 Mar 2022 Common 400 $151.07 Direct
holding CMI Stock Option (Right-to-Buy) 610 01 Mar 2022 Common 610 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 300 01 Mar 2022 Common 300 $160.63 Direct
holding CMI Stock Option (Right-to-Buy) 860 01 Mar 2022 Common 860 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 860 01 Mar 2022 Common 860 $207.04 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.