Jennifer Rumsey - Mar 1, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & COO
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2022
Transactions value $
-$156,856
Form type
4
Date filed
3/3/2022, 03:15 PM
Previous filing
Feb 11, 2022
Next filing
Apr 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2.44K +52.19% $0.00 7.11K Mar 1, 2022 Direct
transaction CMI Common Award $0 +243 +3.42% $0.00 7.36K Mar 1, 2022 Direct
transaction CMI Common Tax liability -$14.1K -72 -0.98% $196.07 7.28K Mar 1, 2022 Direct F1
transaction CMI Common Tax liability -$143K -728 -10% $196.07 6.56K Mar 1, 2022 Direct F1
holding CMI Common 1.37K Mar 1, 2022 By 401(k) Plan F2
holding CMI Common 4.65K Mar 1, 2022 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 11.6K Mar 1, 2022 Common 11.6K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.43K Mar 1, 2022 Common 1.43K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 590 Mar 1, 2022 Common 590 $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 1.34K Mar 1, 2022 Common 1.34K $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 2.68K Mar 1, 2022 Common 2.68K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K Mar 1, 2022 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.07K Mar 1, 2022 Common 1.07K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 8.76K Mar 1, 2022 Common 8.76K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 350 Mar 1, 2022 Common 350 $154.35 Direct
holding CMI Stock Option (Right-to-Buy) 6.95K Mar 1, 2022 Common 6.95K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12.3K Mar 1, 2022 Common 12.3K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.24K Mar 1, 2022 Common 1.24K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.