Jennifer Rumsey - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & COO
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Net transactions value
-$156,856
Form type
4
Filing time
03 Mar 2022, 15:15:25 UTC
Previous filing
11 Feb 2022
Next filing
01 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2,439 +52% $0.000000 7,112 01 Mar 2022 Direct
transaction CMI Common Award $0 +243 +3.4% $0.000000 7,355 01 Mar 2022 Direct
transaction CMI Common Tax liability $14,117 -72 -0.98% $196.07 7,283 01 Mar 2022 Direct F1
transaction CMI Common Tax liability $142,739 -728 -10% $196.07 6,555 01 Mar 2022 Direct F1
holding CMI Common 1,375 01 Mar 2022 By 401(k) Plan F2
holding CMI Common 4,648 01 Mar 2022 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 11,640 01 Mar 2022 Common 11,640 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1,430 01 Mar 2022 Common 1,430 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 590 01 Mar 2022 Common 590 $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 1,340 01 Mar 2022 Common 1,340 $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 2,680 01 Mar 2022 Common 2,680 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13,320 01 Mar 2022 Common 13,320 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1,070 01 Mar 2022 Common 1,070 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 8,760 01 Mar 2022 Common 8,760 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 350 01 Mar 2022 Common 350 $154.35 Direct
holding CMI Stock Option (Right-to-Buy) 6,950 01 Mar 2022 Common 6,950 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12,330 01 Mar 2022 Common 12,330 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1,235 01 Mar 2022 Common 1,235 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.