Craig Aaron - 28 Feb 2022 Form 4 Insider Report for BORGWARNER INC (BWA)

Role
VP & Treasurer
Signature
Tamika A. Frimpong as attorney-in-fact for Craig Aaron
Issuer symbol
BWA
Transactions as of
28 Feb 2022
Transactions value $
-$50,811
Form type
4
Filing time
02 Mar 2022, 13:40:51
Previous filing
18 Feb 2022
Next filing
10 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWA Common Stock Tax liability -$23.8K -581 -2.88% $41.01 19.6K 28 Feb 2022 Direct F1
transaction BWA Common Stock Tax liability -$27K -658 -3.36% $41.01 18.9K 28 Feb 2022 Direct F1
holding BWA Common Stock 2.23K 28 Feb 2022 By 401k F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BWA Phantom Stock 192 28 Feb 2022 Common Stock 192 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.
F2 From 01/01/21 to 12/31/21, the reporting person acquired 31.1370 shares in the 401K plan. Column 5 includes the reporting person's total stock holdings in the 401K plan as of 12/31/21.
F3 Each phantom stock unit is the economic equivalent of one sare of BorgWarner Inc. common stock.
F4 The phantom stock units were acquired under the BorgWarner Inc. Excess Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement or separataion from service.