Robert Wann - Feb 26, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role: Senior EVP and COO, Director
Signature: /s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol: NYCB
Transactions as of: Feb 26, 2022
Transactions value $: -$55,232
Form type: 4
Date filed: 2/28/2022, 06:17 PM
Next filing: Mar 18, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYCB	Common Stock	Tax liability	-$55.2K	-4.78K	-0.32%	$11.55	1.47M	Feb 26, 2022	Direct	F1
holding	NYCB	Common Stock						537K	Feb 26, 2022	By 401(k)	F2
holding	NYCB	Common Stock						327K	Feb 26, 2022	By SERP	F3
holding	NYCB	Common Stock						24.7K	Feb 26, 2022	By Stock Award XI	F4
holding	NYCB	Common Stock						25.9K	Feb 26, 2022	By Stock Award XII	F5
holding	NYCB	Common Stock						10K	Feb 26, 2022	By Stock Award XIII	F6
holding	NYCB	Common Stock						20.6K	Feb 26, 2022	By Stock Award XIV	F7
holding	NYCB	Common Stock						18.8K	Feb 26, 2022	By Stock Award XV	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2	The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13.
F3	This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F4	The remaining 24,730 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F5	The remaining 25,884 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F6	The remaining 10,033 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F7	The remaining 20,577 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 17, 2022.
F8	The remaining 18,768 shares, granted under Stock Award XV on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two equal annual installments commencing on February 26, 2023.